About Carl E. Kennedy
A former policy advisor to Commissioner Scott O'Malia at the US Commodity Futures Trading Commission (CFTC), a primary drafter of several CFTC rules and a key player in the CFTC's adoption of guidelines in implementing the Dodd-Frank Act, Carl Kennedy has deep experience in financial services and government matters. Financial institutions, asset managers, clearinghouses, hedge funds, proprietary trading firms and other such clients look to him for assistance in business, specifically regulatory, compliance, transactional, and enforcement-related issues in the commodities and derivatives markets.
Lead attorney implementing regulatory compliance on Dodd-Frank rules
Prior to working at Katten, Carl was a senior in-house counsel at a large investment bank, where he offered support on legal and regulatory matters to the bank's macro markets and clearing businesses and advised on implementing global derivatives regulatory reforms, including regulations that were published under Title VII of Dodd-Frank.
Practice Focus
- Financial services
- Financial services regulatory and compliance
- Futures and derivatives
- Proprietary trading firms
News
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April 11, 2022
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February 25, 2022
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February 17, 2022
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November 10, 2021
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May 20, 2021
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October 28, 2020
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August 28, 2020
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April 10, 2020
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June 7, 2019
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Publications
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December 27, 2021
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November 11, 2021
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October 7, 2021
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March 25, 2021
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February 2, 2021
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January 21, 2021
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November 16, 2020
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November 2, 2020
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October 22, 2020
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Presentations and Events
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May 19, 2022
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April 27–29, 2022
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March 8, 2022
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January 26-28, 2022
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December 2, 2021
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November 18, 2021Speaker | Futures: Emerging Trends and Enforcement Priorities
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October 21–22, 2021Moderator | Derivatives
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June 2, 2021Speaker
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April 28–30, 2021Moderator | Pandemic Lessons
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