In this issue of CFWD we discuss:
- SEC’s Division of Corporation Finance Updates Its C&DIs
- SEC to Propose Proxy Access Rules This Month
- Federal Court Rules Against SEC In An Insider Tipping Case
- Federal Court Denies Motion to Vacate Arbitration Award
- FINRA Proposes Amendments to Expand BrokerCheck Disclosure
- NYSE Arca Proposes Rule 6.62 Amendments
- CBOE Proposes Changes to Obvious Error Rules
- Court Revives Vicarious Liability Claims Against Amaranth Master and Feeder Funds for Market Manipulation
- New York, Illinois Ban Payments for Investment of State Retirement Funds
- CFTC Adopts Final Definitions of “Public Director”
- CFTC’s Energy and Environmental Markets Advisory Committee to Hold
Public Meeting - Treasury Announces Receipt of Applications to Become Fund Managers Under Public Private Investment Program
- FinCEN Releases Guidance Regarding Currency Transaction Reporting
- Senate Defeats Mortgage Bankruptcy Cramdown Amendment
- FRBNY Issues Guide to Investors on Obtaining TALF Loans
- Maryland Passes Law Making Resale Price Maintenance Per Se Illegal
- FSA Fines and Bans Manager for Mismarking Trading Positions to Hide Losses
- European Commission Announces Proposed Alternative Investment Fund Managers Directive
- Commission Announces Two Recommendations on Remuneration
