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Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on Broker/Dealer, CFTC and UK/EU/Brexit Developments

March 2, 2018

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • FINRA Requests Comment on Proposed New Rule Governing Outside Business Activities
  • CFTC Extends No Action Relief for Shanghai Clearing House
  • CFTC Extends Exemptive Relief From Quarterly Account Statements
  • FCA Announces Public Register of Certification Employees
  • The EC Publishes Draft UK/EU Withdrawal Agreement

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