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Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on Broker/Dealer, Derivatives, CFTC and UK/Brexit/EU Developments

January 5, 2018

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • SEC Provides Notice of Fixed Income Market Structure Advisory Committee
  • FINRA Proposes To Extend the Expiration Date of FINRA Rule 0180
  • CFTC Issues Proposed Interpretation on Virtual Currency "Actual Delivery" in Retail Transactions
  • Filing Requirements for Swap Valuation Dispute Notices and Monthly Swap Dealer Risk Data Reporting Requirements are Effective January 2018
  • FCA Publishes Feedback Statement on Distributed Ledger Technology
  • FCA Publishes Updating Documents on Reporting Transparency Information Under AIFMD
  • FCA Publishes Additional Proposed Position Limits
  • FCA Publishes Statement on Brexit
  • UK Government Plans To Ensure Continuity in Financial Services in the Event of No Deal With the EU
  • ESMA Publishes Consultation Papers on Draft Technical Standards Implementing the Securitisation Regulation
  • European Commission Adopts Implementing Decision on the Equivalence of Swiss Stock Exchanges Under MiFID II
  • ESMA Publishes Final Report and Technical Advice on the Evaluation of Certain Elements of the Short Selling Regulation
  • Three of Europe's Biggest Exchange Groups are Granted Last-Minute Reprieve From MiFIR "Open Access" Rules for Exchange-Traded Derivatives
  • Norwegian FSA Publishes Position Limits for Derivative Contracts
  • ESMA Publishes Statement on LEIs under MiFIR
  • ESMA Amends Opinions on Post-Trade Transparency and Position Limits for Third-Country Trading Venues

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