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Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on Broker-Dealer, Derivatives, CFTC and UK/Brexit/EU Developments

January 12, 2018

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FINRA Releases 2018 Regulatory and Examination Priority Letter
  • CFTC Approves Amendments to Commission Regulations Under Parts 3 and 9
  • CFTC Staff Issues No-Action Relief to Futures Commission Merchants and Introducing Brokers Regarding Capital Treatment of Deferred Tax Liabilities From Changes in Accounting Principles
  • NFA Issues Notice of the Effective Date of Amendments to NFA Compliance Rule 2-36: Requirements for Forex Transactions and NFA Compliance Rule 2-43: Forex Orders
  • NFA Issues Notice of Additional Reporting Requirements for CPOs and CTAs That Trade Virtual Currency Products and IBs that Solicit or Accept Orders in Virtual Currency Products
  • FCA Publishes Guidance and Updated Forms and Webpages Reflecting MiFID II Implementation
  • Implementation of MiFID II Still Incomplete Across Europe
  • UK Government Publishes Response to Feedback on Trade White Paper
  • Chief Brexit Negotiators Discuss Post-Brexit Treatment of UK Financial Regulations
  • ISDA Announces Plans for French and Irish Law Governed Master Agreements After Brexit
  • ESMA Consults on Guidelines on Anti-Procyclicality Margin Measures for CCPs
  • ESMA Delays Publication of Data on Double Volume Cap Mechanism Under MiFID II
  • FCA "Dear CEO" Letter to CFD Providers and Distributors Highlights Concerns Following Review of CFD Market

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