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Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on Broker-Dealer, Derivatives, CFTC and UK/EU Developments

January 26, 2018

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FINRA Proposes Rule Change Related to the Content of the Securities Industry Essentials Examination
  • CFTC's Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting
  • Application Window for Cohort 4 of the Regulatory Sandbox Is Open Until the End of January
  • FCA Publishes Statement on PRIIPs KIDs
  • FCA Publishes Position Limits on the Swiss Baseload Power Contract
  • BaFin Publishes Additional Indicative MiFID II Position Limits

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