To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Proposes Rule Change Related to the Content of the Securities Industry Essentials Examination
- CFTC's Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting
- Application Window for Cohort 4 of the Regulatory Sandbox Is Open Until the End of January
- FCA Publishes Statement on PRIIPs KIDs
- FCA Publishes Position Limits on the Swiss Baseload Power Contract
- BaFin Publishes Additional Indicative MiFID II Position Limits