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Corporate and Financial Weekly Digest, Featuring Topics on Pay Ratio Disclosure, SEC Chairman, OCR Final Rule, Designated Contract Markets, MiFID II ESMA Opinions, Indirect Clearing, and Trading Obligations

September 29, 2017

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This week’s issue addresses the following topics:

  • SEC and Division of Corporation Finance Issue New Pay Ratio Disclosure Guidance
  • SEC Chairman Testifies Before Senate Banking Committee
  • CFTC’s Division of Market Oversight Issues No-Action Letter Providing Reporting Parties With Additional Relief From OCR Final Rule Reporting Obligations
  • CFTC Approves Delegated Authority Provisions Related to Designated Contract Markets
  • Update on MiFID II ESMA Opinions for Pre-Trade Transparency Waivers and Position Limits
  • European Commission Adopts Final Rules on Indirect Clearing
  • ESMA Publishes Final Text of Mandatory Trading Obligation

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