This week’s issue addresses the following topics:
- SEC and Division of Corporation Finance Issue New Pay Ratio Disclosure Guidance
- SEC Chairman Testifies Before Senate Banking Committee
- CFTC’s Division of Market Oversight Issues No-Action Letter Providing Reporting Parties With Additional Relief From OCR Final Rule Reporting Obligations
- CFTC Approves Delegated Authority Provisions Related to Designated Contract Markets
- Update on MiFID II ESMA Opinions for Pre-Trade Transparency Waivers and Position Limits
- European Commission Adopts Final Rules on Indirect Clearing
- ESMA Publishes Final Text of Mandatory Trading Obligation
