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Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on SEC/Corporate, Broker-Dealer, Derivatives and UK/EU Developments

February 12, 2018

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Approves NYSE Rule to Facilitate Listing Without an IPO
  • SEC Announces Examination Priorities for 2018
  • FINRA Requests Comment on Rules Applicable to Government Securities
  • Conforming Amendments Proposed for Bank Swap Margin Rules
  • FCA Revises List of MiFID II Position Limits
  • FCA and ICO Publish Joint Update on GDPR
  • ESMA Publishes Updated Version of Its Q&As on Short Selling Regulation

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