To read the online Digest, click here.
This week's issue addresses the following topics:
- SEC Provides Regulatory Relief to Companies Impacted by Recent Hurricanes
- FINRA Board of Governors Authorizes Rule Proposals at September Meeting
- SEC Approves FINRA Rule Change to Subject Capital Acquisition Brokers to Pay-to-Play Rules
- US Department of Justice Challenges Acquisition Seven Months After Closing
- ESMA Chairman Comments on MiFID II implementation and Brexit
- ESMA Translations of Guidelines on MiFID II Reporting, Recordkeeping and Clock Synchronization
- ESMA Publishes Additional Guidance on Direct Electronic Access
