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Corporate and Financial Weekly Digest, Featuring Topics on SEC Regulation S-K, FINRA Registration; Qualification and Continuing Education Rules; MiFID II Commodity Derivatives; LEI for MiFID II Compliance; UCITS and AIFMD

October 13, 2017

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • SEC Announces Rule Proposal to Modernize, Simplify and Increase the Accessibility of Required Disclosure
  • SEC Approves FINRA Registration, Qualification and Continuing Education Rules
  • ESMA Updates MiFID II Q&A on Commodity Derivatives
  • ESMA Highlights Importance of LEI for MiFID II Compliance
  • ESMA Updates UCITS and AIFMD Q&As

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