To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC-Proposed Amendments to Modernize, Simplify and Increase the Accessibility of Required Disclosure
- FINRA Publishes Regulatory Notice Regarding Sales Practice Obligations for Volatility-Linked Exchange-Traded Products
- Three Developments Concerning EU-US Cross-Border Swaps
- CFTC Clarifies That Variation Margin Constitutes Settlement
- CFTC Conducts DCO Liquidity Stress Tests
- CFTC Issues Primer on Cryptocurrencies
- FCA Launches Asset Management Authorization Hub
- FCA Issues MiFID Passporting Reminder
- FCA Opens Commodity Derivatives Position Limit Exemption Applications
- EU Begins Infringement Proceedings Against 19 Member States Failing to Implement MiFID II
