In this issue of CFWD we discuss:
- SEC Adopts Final Rules for Foreign Private
Issuer Deregistration
- Nasdaq Proposes to Create a New Order Type
- Remote Quoting by Market Makers
- Market Makers’ Physical Presence in the Trading Crowd
- NYSE Proposed Amendments to Order Routing Rule
- Federal Regulators Seek Public Comment on Model
Privacy Notice
- Rule Revising Community Reinvestment Act Regulations
Published
- Court Orders Disclosure of Information Prepared for
FSA Investigation
- Business Judgment Rule Did Not Insulate Corporation
from Indemnification Liability
- No Private Right of Action Under §§34(b),36(a)
and 48(a) of ICA
- Amendments to Acceptable Practices for Core
Principle 15 Proposed