In this issue of CFWD we discuss:
- NYSE Proposes to Eliminate Broker Discretionary
Voting for Directors
- Connecticut Opts Out of the Governmental Accounting
Standards Board’s Rules
- PCAOB Files Proposed Auditing Standard on Internal
Controls with SEC
- NASD Issues Mark-Up Policy for Debt Securities
- Municipal Securities Rulemaking Board Amends
Advertising Rule
- Amex Proposes Trading Binary Options
- NYSE Will Allow Co-CCO and Co-COO
- AIC Publishes Corporate Governance Guide
- Dismissal of Shareholder Fiduciary Duty Suit Affirmed
- Dismissal of Securities Fraud Claim Reversed
by Eleventh Circuit
- Ninth Circuit Rejects Challenge to CFTC Sanctions
- CFTC Approves CME Credit Derivative Product
- CFTC Approves OCC Clearing of CBOE Credit Default Products
New York
