In this issue of CFWD we discuss:
- SEC Announces $700 Million Fee Cut
- NASD Files a Portfolio Margin Rule Change
- CBOE Rule to Allow DPMs to Operate Remotely
- Principles Regarding Regulation of Private
Pools Released
- Insured Banks and Thrifts Report Record
Earnings in 2006
- AIM Raises Standards for Nomads and Issuers
- Section 11 Claim Rejected Where Commitment
to Invest Preceded Registration Statement
- “Storm Warnings” Triggered Running of Statute
of Limitations
- New HSR Thresholds Announced