In this issue of CFWD we discuss:
- SEC Proposes Amendments to Regulation S-P’s Privacy Rules
- Denial of Leave to Amend Securities Complaint Affirmed on Basis of Futility
- Statute of Limitations Barred Federal Securities Claims
- SEC Proposes “Naked” Short Selling Anti-Fraud Rule
- NYSE to List Special Purpose Acquisition Companies
- FINRA Announces Changes to Form NMA
- SEC Issues Municipal Auction Rate Securities
No-Action Letter - AMEX to Conform Options Supervisory and Control Rules
to NYSE, NASD, CBOE - OCIE Director Announces Investment Advisor
Examination “Top Ten” - CFTC Proposes Exemptive Order for Futures on streetTRACKS
Gold Trust Shares - Proposed Revisions Released to Interagency Questions
and Answers Regarding Flood Insurance - Federal Reserve Study Reveals Biggest Share of Checks
Are Consumer to Business - Fed Announces Two Programs to Bolster Market Liquidity
and Promote Orderly Market Functioning - FSA Admits Failures in Regulatory Oversight of
Northern Rock - Revised FSA Website Financial Promotions Section
Launched
