In this issue of CFWD we discuss:

  • SEC, District Court Approve Company’s Exclusion of Shareholder Policy Proposal
  • SEC Makes Recommendations on U.S. Investors’ Rights in
    Overseas Mergers and Acquisitions
  • Parallel SEC/DOJ Proceedings Did Not Violate Defendants’ Rights
  • Securities Fraud Claim Dismissed
  • FINRA Proposes OTC Trade Reporting Changes
  • FINRA Requests Comments on Proposed Changes to Forms U4 and U5
  • FINRA Issues Investor Alert on Catastrophe Bonds and Other Event-Linked Securities
  • CFTC Seeks Public Input on “Event Contracts” Regulation
  • FDIC Issues Policy Statement on Covered Bonds
  • Compliance with Truth in Savings and Electronic Funds Transfer Rules
  • FSA Publishes Market Watch 26
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