In this isssue of CFWD we discuss:

  • SEC Votes to Propose Interactive Technology for Financial Statements
  • Securities Fraud Claims Based Upon Backdating Stock Options Partly Dismissed
  • Investment Adviser Owes Duty Only to Hedge Fund, Not to Hedge Fund Investors
  • SEC Approves NSCC Hedge Fund Settlement Service
  • SEC Director Erik Sirri Discusses the Options Markets
  • SEC Director Erik Sirri Addresses Maximizing Liquidity in the U.S. Equity Markets
  • Study Finds No Manipulation in Silver Futures Market
  • FinCEN Releases New SAR Activity Review Booklet
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