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Newsletter

Corporate and Financial Weekly Digest - Volume IX, Issue 14

April 4, 2014

To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Requests Comment on FINRA Rules

  • CFTC Issues Interpretation Regarding Auditor Independence Standards

  • OTC Derivatives Regulators Group Issues Report to G20

  • NFA Issues Notice to Members Regarding FATF Update

  • Texas Department of Banking Issues Guidance on Treatment of Virtual Currency

  • Mellanox Triumphs Over Investors’ Securities Fraud Suit

  • Sixth Circuit Affirms Dismissal of Life Sciences Securities Suit

  • OCC Issues “Asset-Based Lending” Booklet

  • Agencies Issue Denial of Service Guidance and Guidance on ATMs

  • OCC Issues Garnishment Guidance

  • Agencies Issue Interim Final TruPs CDOs Rule, Effective April 1


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