To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Proposes to Amend Rule 11892
- SEC Approves FINRA Rule Change to Limit Self-Trading
- FATCA Transitional Relief and Extension of Time for the Implementation of New Account Procedures for Entity Investors
- FEC Approves Bitcoin Political Donations While SEC Issues Investor Alert
- SEC Charges Five Co-Conspirators in Reverse Merger Scheme
- SEC Charges Investment Adviser with Custody Rule Violations
- FDIC Releases Resource Guide to Help Institutions Evaluate Opportunities with Community Development Financial Institutions
- FFIEC Member Agencies and State of New York to Focus Attention on Cybersecurity
- CFPB Proposes Rule on Privacy Disclosures
New York
