To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC’s Office of Investor Education and Advocacy Releases Alert on Identifying Fraudulent Private Placements
- ICE Futures U.S. Issues Amendments to EFRP Rule and FAQs
- Consumer Financial Protection Bureau Releases Virtual Currency Advisory
- District Court Considers Prior SEC Complaint Evidence to Establish Scienter Under PSLRA
- Delaware Court of Chancery Dismisses Derivative Suit Brought by Expired Trust
- OCC Increases Semiannual Assessment for Larger National Banks and Federal Savings Associations
- OCC Issues Lease Financing Booklet of the Comptroller’s Handbook and Rescinds Earlier Publication
- FCA Uses Product Intervention Powers for the First Time
- ESMA Publishes Guidelines on Reporting Obligations Under the AIFMD
New York
