To read the Digest online, click here.
This week's issue addresses the following topics:
- Oregon State Court Refuses to Enforce Forum Selection Bylaw
- SEC Announces Pilot Program to Widen Tick Sizes for Smaller Companies
- NFA Issues Notice Setting Effective Date for Risk Exposure Report Filing Through WinJammer
- CFTC Staff Issues Interpretation of Secured Amount Depository Requirements
- Second Circuit Holds Contractual Forum Selection Clause Supersedes FINRA Mandatory Arbitration Rule
- Delaware Court Denies Attorneys’ Fees for Stockholders in Appraisal Proceedings
- SEC Charges Executive With Insider Trading Ahead of Client Announcements
- Financial Conduct Authority Provides Guidance on Its Approach to Attestations for FCA Authorized Firms
- A Reminder About Careful Drafting of Confidentiality Clauses
- Update on Timing and Scope of ESMA Clearing Obligations
