To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Division of Corporation Finance Issues New C&DI Related to Rule 147 and Website/Social Media Use
- Director of SEC Division of Corporation Finance Gives Speech on Securities Disclosure
- FINRA Proposes to Extend Tier Size Pilot for OTC Equity Securities
- FINRA Postpones Rules on MPID Requirements for ATSs
- FINRA Proposes to Make Permanent the Limited Fee Waiver Pilot Program for TRACE Data
- SEC Issues Risk Alert and FAQs on Customer Sales of Unregistered Securities
- CFTC Issues Relief from Certain Part 45 Requirements to Singapore Exchange Derivatives Clearing Limited
- CFTC Hears Testimony on Bitcoin
- Fifth Circuit Holds Multiple Disclosures Establish Loss Causation in Securities Action
- District Court Dismisses Securities Class Action for Failure to Show Causal Connection
- Jonathan Hill Confirmed as New European Commissioner for Financial Services
- ESMA Clearing Obligations for FX NDF and IRS
London
