To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Proposes Rules for Security-based Swap Activity of Non-US Persons in the United States
- FINRA Proposes Exemption From the TAF for Proprietary Trading Firms
- SEC Approves Pilot to Assess Tick Size Impact for Smaller Companies
- CFTC Determines That Wholly Owned Securitization SPVs of Captive Finance Companies May Elect End-User Exception
- CFTC’s Market Risk Advisory Committee to Meet on June 2
- District Court Dismisses Securities Class Action Against Electronic Arts
- District Court Denies Motion to Dismiss Securities Class Action Against Urban Outfitters
- ESMA Releases Final Guidance on the Definition of Physically Settled Commodity Derivatives Under MiFID I
- Further Delays in Transatlantic Clearing Accord
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