To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA's NAC Strengthens Sanction Guidelines Related to Fraud and Suitability
- CFTC Revises Interpretation on Forward Contracts with Embedded Volumetric Optionality
- CFTC Requests Public Comment on Nodal Clear's DCO Application
- NFA Reminds Members to Update Contact Information
- CME Group Combines Block Trade Advisory Notices
- District Court Dismisses Data Breach Class Action Against eBay
- Department of Justice Settles Virtual Currency Enforcement Action
- Revised Interagency Examination Procedures for Consumer Compliance
Chicago
