To read the Digest online, click here.
This week's issue addresses the following topics:
- US District Court Orders SEC To Revise Resource Extraction Issuer Rule
- SEC Charges Four Individuals and Nutrition Company for Failure To Disclose Executive Perks
- NYSE Proposes Rule To Expand Pre-market Notice Period Prior to Disseminating Material News
- SEC Proposes Security-based Swap Data Repositories Make Data Available to Regulators
- CFTC Requires IBs, CPOs and Certain CTAs To Be NFA Members
- CFTC Publishes RED List
- NFA To Host Audio Conference for SDs and MSPs
- FFIEC and Member Agencies Propose Call Report Changes
- FCA Launches New UK Financial Services Register
- FCA Issues Consultation on Implementation of UCITS V and Changes to UK Investment Funds Rules
- FCA Publishes New Market Watch Focusing on Commodities Traders and Market Abuse
