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Newsletter

Corporate and Financial Weekly Digest - Volume X, Issue 35

September 11, 2015

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • US District Court Orders SEC To Revise Resource Extraction Issuer Rule
  • SEC Charges Four Individuals and Nutrition Company for Failure To Disclose Executive Perks
  • NYSE Proposes Rule To Expand Pre-market Notice Period Prior to Disseminating Material News
  • SEC Proposes Security-based Swap Data Repositories Make Data Available to Regulators
  • CFTC Requires IBs, CPOs and Certain CTAs To Be NFA Members
  • CFTC Publishes RED List
  • NFA To Host Audio Conference for SDs and MSPs
  • FFIEC and Member Agencies Propose Call Report Changes
  • FCA Launches New UK Financial Services Register
  • FCA Issues Consultation on Implementation of UCITS V and Changes to UK Investment Funds Rules
  • FCA Publishes New Market Watch Focusing on Commodities Traders and Market Abuse

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