To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Proposes Amendments to Rules 147 and 504
- SEC Adopts Final Crowdfunding Rules, Completing JOBS Act Rulemaking
- DERA Publishes Study of Unregistered Offering
- Director of SEC’s Enforcement Division Speaks About Market Structure Enforcement
- SEC Grants Exemptive Relief With Respect to the Large Trader Rule
- IRS Issues New Partnership Audit Procedures
- CFTC Extends Time-Limited Relief to SEFs for Block Trades
- CME Group Issues Notice Regarding Position Limits and Accountability Levels
- CME Group Issues Notice Related to Employee Supervision
- CFTC Staff Publishes Responses to Frequently Asked Questions Regarding Commission Forms CPO-PQR and CTA-PR
- FCA Publishes MiFID II Conference Materials for Wholesale Firms
- FCA Publishes Policy Proposals and Handbook Changes Related to the Market Abuse Regulation
