To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Publishes Rules for Reporting Security-Based Swaps
- SEC Proposes Rules for Disclosure of Companies’ Hedging Policies
- CFTC Extends Relief From Certain OCR Requirements
- NFA Modifies EasyFile for Pool Annual Financial Statements
- Eleventh Circuit Affirms Conviction of Haitian Telecommunications Executive for Role in a Bribery Scheme
- Eleventh Circuit Affirms Arbitration Dismissal in Favor of Investor’s Estate in Clawback Suit
- FDIC Issues Private Letter to Elaborate on Brokered Deposit FAQ
- OCC Releases Bulletin Summarizing Interim Final Rule on Subordinated Debt Issued by National Banks
- Agencies Issue Tool for Calculating Capital Requirements for Securitization Exposures
- OCC Issues Revised Comptroller’s Handbook Booklet on Deposit-Related Consumer Credit
- OCC Issues Revised Comptroller’s Handbook Booklet on Personal Fiduciary Activities
- FCA Releases Updated Transaction Reporting User Pack
- FCA Reviews Regulatory Regime for Crowdfunding and Promotion of Non-Readily Realizable Securities by Other Media
- ESMA Publishes Technical Advice on New EU Market Abuse Regime
