To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Issues Guidance With Respect to Stop Orders and Volatile Market Conditions
- CFTC Requests Comment on Proposal To Exempt Federal Reserve Banks From Sections 4d and 22 of the CEA
- CFTC Proposes Supplemental Amendments to Position Limits Proposal
- CFTC Grants Registration to Two Foreign Boards of Trade
- CFTC Issues No-Action Letter for Shanghai Clearing House
- CFTC Grants Registration to Three Swap Execution Facilities
- NFA Proposes Late Filing Fee for NFA Form PQR and Form PR
- Consumer Financial Protection Bureau Releases Proposed Payday Rules
- FCA Occasional Paper on "Market-Based Finance" (a.k.a., Shadow Banking)
- ESMA Publishes Q&A on the Implementation of MAR
