To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Chair Gives Speech on Equity Market Structure
- CFTC Chairman Proposes Extension of Phase-In De Minimis Amount Termination Date
- NFA Proposes Amendments to CPO and CTA Quarterly Reporting Requirements
- CFTC Staff Issues No-Action Letter Relating to Yieldbroker PTY Limited’s Relief From SEF Registration Requirements
- NFA Issues Notice Regarding Jurisdictions With AML/CFT Deficiencies
- Banking Regulators Issue Dodd-Frank Report on Bank Activities and Investments
- OCC Releases Bank Supervision Operating Plan for Fiscal Year 2017
- OCC Rule Would Prohibit Bank and Thrift Dealing and Investing in Industrial or Commercial Metals
- FFIEC Publishes Revised Information Security Booklet
- European Supervisory Authorities Respond to European Commission Amendments to Risk Mitigation Techniques for Uncleared Derivatives
Chicago
