To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Proposes Rule to Modify Fees and Transaction Credits for the FINRA/NYSE Trade Reporting Facility
- SEC Adopts Rules for Enhanced Regulatory Framework for Securities Clearing Agencies
- SEC Proposes Amendment to Expedite Settling Securities Transactions
- CFTC Expands Clearing Requirement to Include Additional Interest Rate Swaps
- NFA Makes Minor Change to CPO Form PQR and Reminds CPOs and CTAs About Late Fees
- FCA Publishes September 2016 Issue of 'Market Watch'
- FCA Publishes Further Commentary on Payments for Order Flow
Chicago
