To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Staff No Longer Requires "Tandy" Representations in Filing Reviews
- SEC Staff Issues Three No-Action Letters Regarding Proxy Access Proposals
- FINRA To Publish Block-Size Trade Data for ATS Trades
- CFTC and UK Financial Conduct Authority Sign Memorandum of Understanding
- ESMA Publishes Final Guidance on Inside Information for Commodity Derivatives Under MAR
- Seven EU Member States Opt Out of EBA Guidelines on Sound Remuneration Policies Under CRD IV
- ESMA Official Gives Speech on FinTech
- European Commission Adopts Delegated Regulation on Risk Mitigation Techniques Under EMIR
