To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Division of Corporation Finance Issues Five Additional C&DIs Relating to Pay Ratio Disclosure Rule
- SEC Approves FINRA's Capital Acquisition Broker Rules
- SEC Approves FINRA's TRACE Amendments for CMO Transactions
- SEC Approves FINRA's TRACE Amendments for US Treasury Securities
- CFTC Addresses Application of MMF No-Action Letter
- CFTC Exempts Certain Southwest Power Pool Transactions
- ESMA Publishes Guidelines on Remuneration Practices Under UCITS and AIFMD
- ESMA Updates UCITS Q&A
