To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Advisory Committee on Small and Emerging Companies to Discuss Capital Formation Landscape for Small and Emerging Companies
- SEC Issues No-Action Letters With Respect to Rule 14a-8(i)(10)
- CFTC Grants Relief to Certain Non-U.S. Intermediaries
- CFTC Grants Relief for End Users from Trade Option Filing Requirements
- CFTC Designates NFA as SDR Data Recipient
- NFA’s Interpretive Notice on Information Systems Security Programs Becomes Effective on March 1
- ESMA Publishes Discussion Paper on European Benchmarks Regulation
- ESMA Publishes First Supervisory Convergence Work Programme
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