To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Chair Addresses Advisory Committee on Small and Emerging Companies
- Enhanced Price Disclosures for Certain Retail Customers Approved by FINRA
- NFA Issues Notice Regarding Cybersecurity Self-Examination Questionnaire
- Complaints Commissioner Publishes Decision Urging the FCA To Consider Requirements for Firms To Disclose Unregulated Activities
- UK Government Publishes Implementing Regulations for UCITS V
- FCA and PRA Confirm That Bonus Cap Will Not Apply to Smaller Firms
- European Commission Adopts Delegated Regulation To Require Mandatory Clearing of Certain Credit Default Swaps
