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Newsletter

Corporate and Financial Weekly Digest - Volume XI, Issue 9

March 4, 2016

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Chair Addresses Advisory Committee on Small and Emerging Companies
  • Enhanced Price Disclosures for Certain Retail Customers Approved by FINRA
  • NFA Issues Notice Regarding Cybersecurity Self-Examination Questionnaire
  • Complaints Commissioner Publishes Decision Urging the FCA To Consider Requirements for Firms To Disclose Unregulated Activities
  • UK Government Publishes Implementing Regulations for UCITS V
  • FCA and PRA Confirm That Bonus Cap Will Not Apply to Smaller Firms
  • European Commission Adopts Delegated Regulation To Require Mandatory Clearing of Certain Credit Default Swaps

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