To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Issues Notice Regarding Disruptive Quoting and Trading Activity Rule Changes
- OCC Issues FAQs on Managing Third-Party Relationships
- FCA Focuses on Dividend Arbitrage
- ESMA Updates MiFID II Q&A on Investor Protection
- FIA Publishes Letter Opposing Relocation of Euro-Denominated Derivatives Clearing