To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Updates to Form ADV FAQs
- FINRA Proposes Rule Change to Extend the Implementation of Margin Requirements for Credit Default Swaps
- FINRA Proposes Rule Change Regarding Trade Modifiers and the Reporting of Transactions in US Treasury Securities
- FINRA Issues Interpretive Letter Regarding Related Performance Information in Institutional Communications
- Market Risk Advisory Committee to Host Public Meeting
- MiFID II Delegated Regulation and Implementing Technical Standards Published
- European Commission Publishes Proposed EMIR Amendments Impacting the Relocation of Euro Clearing
