To read the Digest online, click here.
This week's issue addresses the following topics:
- Proposed Rule Change Relating To Revisions To the Definition of Non-public Arbitrator
- SEC's Recent Order Approving FINRA Rule Change Relating To Qualification and Registration Requirements
- CFTC Announces Review of Swaps Reporting Regulations
- ESMA Publishes Opinions To Support Supervisory Convergence Post-Brexit
- ESMA Invites European Commission To Strengthen EU Third-country Equivalence Regime For Key Market Players In Light of Brexit
- UK Government Publishes Repeal Bill
- ESMA Updates AIFMD and UCITS Q&As
- ESMA Consults on Guidelines on MiFID II Suitability Requirements
