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Newsletter

Corporate and Financial Weekly Digest - Volume XII, Issue 27

July 14, 2017

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • Proposed Rule Change Relating To Revisions To the Definition of Non-public Arbitrator
  • SEC's Recent Order Approving FINRA Rule Change Relating To Qualification and Registration Requirements
  • CFTC Announces Review of Swaps Reporting Regulations
  • ESMA Publishes Opinions To Support Supervisory Convergence Post-Brexit
  • ESMA Invites European Commission To Strengthen EU Third-country Equivalence Regime For Key Market Players In Light of Brexit
  • UK Government Publishes Repeal Bill
  • ESMA Updates AIFMD and UCITS Q&As
  • ESMA Consults on Guidelines on MiFID II Suitability Requirements

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