To read the Digest online, click here.
This week’s issue addresses the following topics:
- CFTC Suspends Need of Formal Notice for Position Disaggregation Relief
- SEC Issues Risk Alert on Observations From Cybersecurity Examinations
- SEC Staff Issues Information Update for Advisers Filing Certain Form ADV Amendments
- Cybersecurity: UK Government Consults on Implementing Network and Information Security Directive
- FCA Updates Commodity Derivatives Website With Q&A
- ESMA Updates MiFID II and MiFIR Transaction Reporting Guidelines