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Newsletter

Corporate and Financial Weekly Digest - Volume XII, Issue 31

August 18, 2017

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To read the Digest online, click here.

This week’s issue addresses the following topics:

  • CFTC Suspends Need of Formal Notice for Position Disaggregation Relief
  • SEC Issues Risk Alert on Observations From Cybersecurity Examinations
  • SEC Staff Issues Information Update for Advisers Filing Certain Form ADV Amendments
  • Cybersecurity: UK Government Consults on Implementing Network and Information Security Directive
  • FCA Updates Commodity Derivatives Website With Q&A
  • ESMA Updates MiFID II and MiFIR Transaction Reporting Guidelines

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