To read the Digest online, click here.
This week’s issue addresses the following topics:
- SEC Approves NYSE Amendments Regarding Notice Related to Dividends and Stock Distributions
- SEC Increases Registration Statement Filing Fees for Fiscal Year 2018
- SEC Expands Nonpublic Review of Draft Registration Statements
- FINRA Proposes Rule Change to Subject Capital Acquisition Brokers to Pay-to-Play Rules
- ESMA Publishes Final Report on Transfer of Data Between Trade Repositories Under EMIR