To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Releases Rule 504 Small Entity Compliance Guide for Issuers
- Acting SEC Chair Directs Staff to Reconsider Rule on Conflict Minerals
- SEC Simplifies Process for Electronically Filing Broker-Dealer Annual Reports
- FINRA and ISG Update Electronic Blue Sheet Data Elements
- Treasury Form SHC and Private Fund Advisers
- CFTC Releases Time Limited No-Action Relief for Swap Dealers Complying With EU Requirements
- FCA Extends AIFMD Annex IV Reporting to Master Funds
- UK House of Commons Votes on the Brexit Bill and Government Issues White Paper
- ESMA Updates Q&As on MiFID II Transparency and Market Structure Topics
- ESMA Issues Consultation on Future Guidelines for Portability Between Trade Repositories
- ESMA Issues Open Letter on EMIR Review and Sanctioning Powers to the EC
