To read the Digest online, click here.
This week's issue addresses the following topics:
- ISS Updates Frequently Asked Questions for US Proxy Voting Policies and Procedures for 2017
- SEC Adopts Rule Requiring Hyperlinks to Exhibits Incorporated by Reference in SEC Filings
- Acting SEC Chairman Piwowar Makes Remarks at the 2017 SEC Speaks Conference, Including With Respect to “Accredited Investor” Definition
- SEC Solicits Comment on Industry Guide 3
- SEC Issues Inline XBRL Proposed Rule and Publishes International Financial Reporting Standards (IFRS) Taxonomy
- DOL Proposes to Delay Fiduciary Advice Rule, Requests Comments on Delay and on Costs, Benefits of the Rule
- Registered Investment Advisers Take Note: New SEC Custody Rule Guidance
- FINRA Proposes Rule to Revise Qualification and Registration Requirements
- SEC Proposes Amendments to Rule 15c2-12
- Government Publishes Report on UK Trade Options After Brexit
- FCA Highlights Best Execution Concerns at Investment Managers
- FCA Summarizes Findings of a Review on the Use of Dealing Commission
- HM Treasury Amends Definition of Financial Advice
- European Commission Publishes CMU Report on National Barriers to Capital Flows
- ESMA Issues Opinion on UCITS Share Classes
