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Newsletter

Corporate and Financial Weekly Digest - Volume XII, Issue 9

March 10, 2017

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • ISS Updates Frequently Asked Questions for US Proxy Voting Policies and Procedures for 2017
  • SEC Adopts Rule Requiring Hyperlinks to Exhibits Incorporated by Reference in SEC Filings
  • Acting SEC Chairman Piwowar Makes Remarks at the 2017 SEC Speaks Conference, Including With Respect to “Accredited Investor” Definition
  • SEC Solicits Comment on Industry Guide 3
  • SEC Issues Inline XBRL Proposed Rule and Publishes International Financial Reporting Standards (IFRS) Taxonomy
  • DOL Proposes to Delay Fiduciary Advice Rule, Requests Comments on Delay and on Costs, Benefits of the Rule
  • Registered Investment Advisers Take Note: New SEC Custody Rule Guidance
  • FINRA Proposes Rule to Revise Qualification and Registration Requirements
  • SEC Proposes Amendments to Rule 15c2-12
  • Government Publishes Report on UK Trade Options After Brexit
  • FCA Highlights Best Execution Concerns at Investment Managers
  • FCA Summarizes Findings of a Review on the Use of Dealing Commission
  • HM Treasury Amends Definition of Financial Advice
  • European Commission Publishes CMU Report on National Barriers to Capital Flows
  • ESMA Issues Opinion on UCITS Share Classes

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