To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Issues Information Notice Regarding Suspicious Email Sent to Member Firms
- FINRA Issues Regulatory Notice on Effective Date Extension of Margin Requirements for Covered Agency Transactions
- CFTC Commissioners File Comment Letter Regarding Proposed Standardized Approach for Measuring Counterparty Credit Risk
- Collective Investment Scheme (Amendment etc.) (EU Exit) Regulations 2019 Made
- ESMA to Recognize Three UK CCPs in the Event of a No-Deal Brexit