To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Extends Compliance Date for Regulation NMS Changes
- FINRA Issues Warning on Imposter Website Threat
- CBOE Proposes Amendments to Rule 6.49A to Eliminate On-Floor Position Transfers Procedures
- CBOE Proposes Changes to Its Processes and Rules Concerning Investigative and Disciplinary Matters
- CFTC Chair Proposes Relief for Phase 5 Initial Margin Implementation
- CFTC Approves Proposed Rule Regarding Certain Swap Data Repository and Data Reporting Requirements
- CFTC Proposes Amendments to DCO Regulations
- CFTC’s Division of Clearing and Risk and Office of the Chief Economist Issue Clearinghouse Supervisory Stress Test Report
- EMIR REFIT: What Non-EU Asset Managers Should be Doing Now
