To read the online Digest, click here.
This week’s issue addresses the following topics:
- SEC Adopts Additional Rules for Security-Based Swaps
- SEC Adopts Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Major Participants
- FINRA Files Proposed Rule Change to Public Communications and Research Reports
- CFTC Approves LedgerX LLC as Designated Contract Market
- CFTC Publishes Request for Comment on Proposed Rule Change to Cross-Border Regulatory Commitments
- CFTC Staff Issues No-Action Relief for Floor Traders Engaged in Swaps Activity
- ESMA Publishes Updated I Transparency Calculations for Equity and Equity-like Instruments
