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Corporate & Financial Weekly Digest, Featuring Articles on Amended FINRA Registration Rules, Volcker Rule Amendments and Proposed ESMA Amendments

September 7, 2018

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • Amended FINRA Registration Rules To Take Effect October 1
  • CFTC Extends Comment Period on Proposed Amendments to the Volcker Rule
  • NFA Releases Notice Regarding Swap Valuation Dispute Filing Process
  • European Commission Publishes Communication on Proposed ESMA Amendments to MiFIR RTS


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