To read the online Digest, click here.
This week's issue addresses the following topics:
- SEC and New Jersey US Attorney's Office Bring Parallel Charges in EDGAR Hacking Scheme
- FINRA Issues Regulatory Notice Regarding Updates to Supplemental Statement of Income
- FINRA Issues Notice Related to Reporting Requirements for Auction Transactions
- Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 Laid Before Parliament
- European Commission Reports on the Operation of the AIFMD