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Corporate & Financial Weekly Digest, Featuring Articles on EDGAR Hacking Scheme, AIFMD Operation, and FINRA Issues Regarding Auction Transactions and SSOI

January 18, 2019

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • SEC and New Jersey US Attorney's Office Bring Parallel Charges in EDGAR Hacking Scheme
  • FINRA Issues Regulatory Notice Regarding Updates to Supplemental Statement of Income
  • FINRA Issues Notice Related to Reporting Requirements for Auction Transactions
  • Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 Laid Before Parliament
  • European Commission Reports on the Operation of the AIFMD

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