To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Reminds Members of Obligations Related to OTC Securities Quoted by a Filed Form 211
- FinCEN Issues Advisory on FATF-Identified Jurisdictions With AML/CFT Deficiencies
- NFA and FIA Launch Training Course on Safeguarding Customer Funds
- FCA and PRA Published Dear CEO Letters on Transition From LIBOR to Risk-Free Rates
- Issue 56 of the FCA’s Market Watch Newsletter Covers Market Surveillance and PFOF
- ESMA Updates Q&As Relating to EMIR and MiFIR
- ECON Votes to Adopt Draft Reports on Revised EU Prudential Framework for Investment Firms
- ESMA Announces Details of Two New Data Completeness Indicators for Trading Venues
- ECON Publishes Draft Reports on Legislative Proposals for Cross-Border Distribution of Collective Investment Funds
