To read the online Digest, click here.
This week's issue addresses the following topics:
- FINRA Releases 2019 Annual Risk Monitoring and Examination Priorities Letter
- FCA Consults on Optimizing the SM&CR and Proposes Excluding Heads of Legal From Senior Managers Regime
- FCA Consults on Guidance Clarifying When Cryptoassets Should Be Regulated
- ESMA Publishes Opinion on Position Limits on ICE Low Sulphur Gasoil Futures and Options Commodity Contracts
- ESMA Updates MiFID II Transitional Transparency Calculations for Electricity Derivatives