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Corporate & Financial Weekly Digest, Featuring Articles on FINRA Rule 4210, CFTC, Brexit and ESMA

February 1, 2019

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • Postponement of Margin Rules for Covered Agency Transactions Under FINRA Rule 4210
  • CFTC Issues No-Action Relief From Certain Position Aggregation Requirements
  • NFA Adopts Interpretive Notice Regarding CPO Internal Controls Systems
  • Bank of England and FCA Provide Updates on Post-Brexit Market Infrastructure Transitional Arrangements and Applications
  • ESMA Updates Q&As Relating to the Benchmarks Regulation
  • ESMA Publishes Statement on Clearing and Trading Obligations for Small Financial Counterparties

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