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Corporate & Financial Weekly Digest, Featuring Articles on FINRA Updates Guidance on COVID-19 Developments, SEC Publishes FAQ on Broker-Dealer Finance Responsibility Rules and EC Adopts New Measures in Response to COVID-19

May 1, 2020

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • SEC Announces Formation of Cross-Divisional COVID-19 Market Monitoring Group
  • FINRA Updates Guidance Regarding COVID-19 Developments
  • SEC’s Division of Trading and Markets Publishes FAQs Regarding Broker-Dealer Financial Responsibility Rules in Response to COVID-19
  • CFTC and NFA Issue Temporary No-Action Relief for Principal or Associated Person Listings/Registrations
  • CFTC Commissioner Brian D. Quintenz Announces End of His Term
  • London Weekly Fireside Chat
  • ISDA Letter to ESMA on Mandatory Delegated Reporting under EMIR Refit
  • EC Adopts a New Set of Measures in Response to the COVID-19 Pandemic

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