To read the online Digest, click here.
This week's issue addresses the following topics:
- SEC Announces Formation of Cross-Divisional COVID-19 Market Monitoring Group
- FINRA Updates Guidance Regarding COVID-19 Developments
- SEC’s Division of Trading and Markets Publishes FAQs Regarding Broker-Dealer Financial Responsibility Rules in Response to COVID-19
- CFTC and NFA Issue Temporary No-Action Relief for Principal or Associated Person Listings/Registrations
- CFTC Commissioner Brian D. Quintenz Announces End of His Term
- London Weekly Fireside Chat
- ISDA Letter to ESMA on Mandatory Delegated Reporting under EMIR Refit
- EC Adopts a New Set of Measures in Response to the COVID-19 Pandemic